Day Hagan Private Wealth Privacy Policy

FACTS WHAT DOES DAY HAGAN PRIVATE WEALTH
DO WITH YOUR PERSONAL INFORMATION?
Why?
Financial companies choose how they share your personal information. Federal law gives consumers the right to limit some but not all sharing. Federal law also requires us to tell you how we collect, share and protect your personal information. Please read this notice carefully to understand what we do.

What?
The types of personal information we collect and share depends on the product or service you have with us. This information can include:
  • Social Security number and employment information
  • Account balances and account transactions
  • Assets and income
How?
All financial companies need to share customers' personal information to run their everyday business. In the section below, we list the reasons financial companies can share their customer's personal information: the reasons Day Hagan Private Wealth chooses to share; and whether you can limit this sharing.

Reasons we can share your personal information Does Day Hagan Private
Wealth share?		 Can you limit this
sharing?
For our everyday business purposes -
such as to process your transactions, maintain your
account(s), respond to court orders and legal investigations,
or report to credit bureaus		 Yes No
For our marketing purposes -
to offer our products and services to you		 Yes No
For joint marketing with other financial companies No We don't share
For our affiliates' everyday business purposes -
information about your transactions and experiences		 Yes No
For our affiliates' everyday business purposes -
information about your creditworthiness		 No We don't share
For our affiliates to market to you Yes Yes
For nonaffiliates to market to you No We don't share

To limit our sharing Call 941.330.1702

Please Note:

If you are a new customer, we can begin sharing your information 30 days from the date we sent this notice. When you are no longer our customer, we continue to share your information as described in this notice.

However, you can contact us at any time to limit our sharing.

Questions? Call 941.330.1702

Who we are
Who is providing this notice? Day Hagan Private Wealth

What we do
How does Day Hagan Private Wealth protect my personal information? To protect your personal information from unauthorized access and use, we use security measures that comply with federal law. These measures include computer safeguards and secured files and buildings.
How does Day Hagan Private Wealth collect my personal information? We collect your personal information, for example, when you:
  • Open an account or perform transactions
  • Provide account information or give us your contact information
  • Tell us about your investment or retirement portfolio
We also collect your personal information from others such as credit bureaus, affiliates or other companies.
Why can't I limit all sharing? Federal law gives you the right to limit only:
  • Sharing for affiliates' everyday business purposes - information about your creditworthiness
  • Affiliates from using your information to market to you
  • Sharing for nonaffiliates to market to you
State laws and individual companies may give you additional rights to limit sharing.
What happens when I limit sharing for an account I hold jointly with someone else? Your choices will apply to everyone on your account - unless you tell us otherwise.

Definitions
Affiliates Companies related by common ownership or control. They can be financial and nonfinancial companies.
  • Our affiliate companies are Day Hagan Asset Management.
Nonaffiliates Companies not related by common ownership or control. They can be financial and nonfinancial companies.
  • Day Hagan Private Wealth does not share with nonaffiliates so they can market to you.
Joint marketing A formal agreement between nonaffiliated financial companies that together market financial products or services to you.
  • Day Hagan Private Wealth does not jointly market.

Other important information
Day Hagan Private Wealth limits the use, collection, and retention of customer information to what we believe is necessary or useful to conduct our business, provide quality service, and offer products, services and other opportunities that may be of interest to our customers. If you transact insurance and annuity business with us, we may share your information with an insurance support organization and the insurance company involved, in order to obtain the product or service requested by you.

We believe the confidentiality and protection of customer information is one of our fundamental responsibilities.